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Order Routing Procedure

SEC Rule 606 under the Securities Exchange Act of 1934 requires every broker-dealer to make publicly available, on a quarterly basis, a report on its routing of non-directed orders in covered securities during that quarter. Reports that disclose the executing venues for routed orders can be viewed at: and selecting "RBC Correspondent Services, a division of RBC Capital Markets," along with the appropriate time frame in the Select Period drop down menu. Should you desire a written copy of this information, contact your Financial Advisor. If you have any questions or concerns, please contact Trident at 800.341.1990 and request to speak with the Compliance Department.

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Woodbury, New York 11797

Phone:  516.681.9100
Toll Free:  800.341.1990

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