Trident Partners
Trident Advisors Home
Business Continuity Plan
Order Routing Procedure
Privacy Policy
Customer Identification Program
Municipal Securities Investors Information Brochure
Order Routing Procedure

SEC Rule 606 under the Securities Exchange Act of 1934 requires every broker-dealer to make publicly available, on a quarterly basis, a report on its routing of non-directed orders in covered securities during that quarter. Reports that disclose the executing venues for routed orders can be viewed at: http://www.tagaudit.com/do/display?page=Rule606::Report::Public and selecting "RBC Correspondent Services, a division of RBC Capital Markets," along with the appropriate time frame in the Select Period drop down menu. Should you desire a written copy of this information, contact your Financial Advisor. If you have any questions or concerns, please contact Trident at 800.341.1990 and request to speak with the Compliance Department.

Accounts
Account Login
Contact Us

181 Crossways Park Drive
Woodbury, New York 11797

Phone:  516.681.9100
Toll Free:  800.341.1990
Email

© Copyright 2012 Trident Parnters, LTD. All Rights Reserved. Member FINRA / SIPC / MSRB
Regulatory Information Site Map Trident Advisors